Retirement Basics
Employer Match

Many employers will offer to match a certain amount of contributions an employee makes to their 401(k) plan. The terms of matching plan options often vary — some employers provide very generous match plans, others offer small matching plans or none at all. Employers are not bound by law (with the exception of some SEP and Simple IRA plans for small businesses) to contribute to their employee’s retirement plans, however most choose to do so.

There are a variety of different matching plans employers can choose to implement, but typically an employer will offer to contribute in one of the following ways:

  1. Dollar for dollar match for all employee contributions up to a certain percentage of an employee’s salary ( i.e., 100% of contributions matched up to 6%), or
  2. A percentage match of employee contributions up to a certain percentage of an employee’s salary (i.e., 50% of contributions matched up to 8%).

In the case of employer match contributions, the opportunity cost of postponing retirement savings for current consumption is the amount an individual could be getting from their employer match for retirement savings. In a sense, not taking advantage of the maximum amount of contributions your employer is willing to match is like not taking free money.

Vesting

Some employers defer the ownership of matched contributions to their employee’s retirement accounts based on a vesting schedule. In a plan subject to vesting an individual is matched by an employer for all contributions in a manner similar to those described above, but a percentage of the ownership of those matches is postponed for a certain amount of time, referred to as the vesting period.

For example, an employer may do a dollar for dollar match of up to 6% of an employee’s salary, with a 25% vesting schedule over a vesting period of 4 years. Under this scenario, the employee is considered 25% vested after the first year, and 25% of the employer’s matched contributions would be owned by the individual. At the end of the second year the individual is 50% vested and owns 50% of their employer’s matched contributions, and so on. By the end of the forth year the employee would be fully vested, and 100% of all employer contributions would be owned by the individual. If the employee should leave after their third year of employment, only the amount of contributions owned by that individual according to the vesting schedule (75% in this example) would be available for a rollover, and the rest of the contributions would be retained by the employer.